Other Covered Entities

ACA Compliance Group Holdings, LLC
ACA Corporate Holdings, Inc.
ACA Intermediate Co 1, LLC
ACA Intermediate Co 2, LLC
ACA Intermediate Co 3, LLC
Adviser Compliance Associates, LLC
NM GRC Holdco, LLC
SIH ACA Topco, L.P.


  • Financial Services
  • Financial Technology


Swiss-U.S. Privacy Shield Framework: Active

Original Certification Date: 6/8/2017
Next Certification Due Date: 6/8/2022
Data Collected: NON-HR

EU-U.S. Privacy Shield Framework: Active

Original Certification Date: 10/11/2016
Next Certification Due Date: 6/8/2022
Data Collected: HR, NON-HR

Purpose of Data Collection

Personal information may be provided to ACA Compliance Group by its customers in order to enable ACA Compliance Group to provide products and/or services to such customers. Personal information also may be collected by ACA Compliance Group in order to respond to website user questions and/or comments, market or provide products, services or information to users, process user purchases, or provide related account status to the applicable user. Personal information, non-personal information, and anonymous browsing information may be used to gather broad demographic information used in marketing, promotion, analytics, or similar activities. This information may be aggregated to measure the number of visits, average time spent, page views and other statistics about users of a website. This information also may be used to monitor website performance and to make a website easier and more convenient to use. This information also may be collected from users to enforce agreements with users, prevent fraud and other prohibited or illegal activities, for other legally permissible purposes and generally to ensure compliance with applicable laws. ACA Compliance Group may utilize other companies and individuals to perform functions on its behalf such as marketing new or additional products and services, sending postal and electronic mail to website users, processing credit card payments, fulfilling orders, delivering products and services, hosting discussion forums, and providing customer service. These third parties have access to Information needed to perform their functions, but may not use it for other purposes. ACA Compliance Group may disclose information about website users to others if it has a good faith belief that it is required or permitted to do so by law or legal process to respond to claims, to protect the rights, property or safety of ACA Compliance Group or others, or take action regarding illegal activities or suspected fraud, or in response to national security or law enforcement requests. In the event that ACA Compliance Group decides to sell all or part or its assets, ACA Compliance Group reserves the right to include information among the assets transferred to the acquiring company. ACA Compliance Group may share information among its affiliates. ACA Compliance Group may provide the names, titles, company names, addresses, phone information, and email addresses of conference or roundtable attendees to current, past, or prospective conference or roundtable attendees, exhibitors, sponsors, or co-sponsors.

Privacy Policy

HR and Non-HR Data


ACA's Global Privacy Policy

Effective Date: 1/1/2021

Verification Method


Dispute Resolution

Questions or Complaints?

If you have a question or complaint regarding the covered data, please contact ACA Compliance Group at:

Glenn Cline
Deputy General Counsel
ACA Compliance Group
8401 Colesville Road, Suite 700
Silver Spring, Maryland 20910

Privacy Shield organizations must respond within 45 days of receiving a complaint.

If you have not received a timely or satisfactory response from ACA Compliance Group to your question or complaint, please contact the independent recourse mechanism listed below


Appropriate statutory body with jurisdiction to investigate any claims against ACA Compliance Group regarding possible unfair or deceptive practices and violations of laws or regulations covering privacy Federal Trade Commission