Compliance Science, Inc. (d/b/a ComplySci)

Active Participant

Industries

  • Information and Communications Technology
  • Software
  • Application Software

Participation

EU-U.S. Privacy Shield Framework: Active

Original Certification Date: 8/23/2016
Next Certification Due Date: 5/7/2020
Data Collected: NON-HR

Swiss-U.S. Privacy Shield Framework: Active

Original Certification Date: 4/24/2017
Next Certification Due Date: 5/7/2020
Data Collected: NON-HR

Purpose of Data Collection

ComplySci processes personal data for its client's compliance monitoring purposes. The data ComplySci processes is related to employee names and their respective trading account information. ComplySci does not disclose such personal information to third parties.

Privacy Policy

Non-HR Data

Document: Privacy Policy
Description:

Company Privacy Policy (Client and Website Data)

Effective Date: 4/14/2017

Verification Method

Self-Assessment

Dispute Resolution

Questions or Complaints?

If you have a question or complaint regarding the covered data, please contact Compliance Science, Inc. at:

Gary Feinstein
CISO
Compliance Science, Inc.
875 Avenue of the Americas, 12th Floor
New York, New York 10001
gfeinstein@complysci.com
Phone: (646) 787-9345

Privacy Shield organizations must respond within 45 days of receiving a complaint.

If you have not received a timely or satisfactory response from Compliance Science, Inc. to your question or complaint, please contact the independent recourse mechanism listed below


NON-HR RECOURSE MECHANISM

BBB EU Privacy Shield Program


Appropriate statutory body with jurisdiction to investigate any claims against Compliance Science, Inc. regarding possible unfair or deceptive practices and violations of laws or regulations covering privacy Federal Trade Commission